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Derivatives Regulation Law Reporter
The derivatives marketplace encompasses a wide variety of products and
participants, all of which are subject to many types and levels of regulation.
And since no single body of law or regulatory agency covers derivatives, you'd
have to research a number of sources to get what's available in the CCH
Derivatives Regulation Law Reporter.
The Derivatives Regulation Law Reporter keeps you informed of the
legislative, regulatory and judicial developments affecting these financial
instruments. This comprehensive reference gives you the full perspective on
current regulations, cases and rulings, as well as the numerous proposals now
before Congress. In one place, it presents discussions on all key derivative
issues, including:
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Risk Management Principles
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Accounting for Derivatives
Subscribe today to:
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Receive a full perspective on the legislative, regulatory and judicial
developments affecting the U.S. derivatives market
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Monitor the key derivative issues in banking, securities and commodities
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Understand changes initiated by all the key regulatory bodies
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Call on full-text source materials and expert analysis to enhance your grasp
on complex issues
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Refer to the Reporter for internal developments affecting derivatives
regulation
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Stay up-to-speed with bimonthly updates and the accompanying Industry Watch
newsletter
Features and Benefits
Access in-depth coverage in banking, securities and commodities - Encompassing all the most relevant areas, the Reporter monitors the entire derivatives landscape and provides the detail and analysis to keep you ahead of the game,including international developments.
Receive regulatory changes initiated by all the key
regulatory bodies:
- Initiatives of the Financial Accounting Standards Board
Tap into full-text source materials and detailed analysis - In addition to the full-text of key source materials, from judicial opinions
and court rulings to agency interpretations, you¿ll receive plain language
explanations that simplify the complex world of derivatives regulation.
Keep current with bimonthly updates and Industry Watch
newsletter - You¿ll receive bimonthly updates, containing the most recent developments, to ensure you have the most accurate coverage available. Also included with your subscription, the bimonthly Industry Watch newsletter brings you news of court decisions, agency actions, bills, hearing and legislative actions and more.
Table Of Contents
TABLE OF CONTENTS
Banking Regulation
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Regulatory Mission
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Derivative Products
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Risk Supervision
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Types of Credit Derivatives
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Supervisory Policy
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Capital Requirements
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Risk Elements
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FDIC Capital Treatment
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Risk Management
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Supervisory Policy
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Counterparty Credit Risk
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Liquidity Risk
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Operating Risk
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Legal Risk
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Aggregation Risk
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Policies and Risk Limits
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Risk Reporting
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Trust Accounts
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Regulation
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Background
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OCC Policy
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Federal Reserve Board Policy
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FDIC Policy
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OTS Policy
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Accounting Treatment
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Generally Accepted Accounting Principles
Securities Regulation
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Definition of Security
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SEC Mandated Disclosure
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Accounting Policies
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Materiality
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Market Risk Disclosure
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Safe Harbors
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Scope of Disclosure
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Quantitative Disclosure
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Tabular Presentations
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Sensitivity Analysis
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Value-at-Risk
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Changing the Disclosure Alternative
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Encouraged Disclosures
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Limitations on Disclosure
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Alternative to Reporting
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Year-End Information
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Qualitative Information
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The Euro and Derivatives
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Insider Reporting
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Reporting of Transactions on Forms 3, 4 and 5
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Employee Benefit Plans
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Reporting of Derivatives
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Broker-Dealers
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Registration and Clearance
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Broker-Dealer Lite
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Duty to Supervise
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Customer Suitability
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Derivatives Policy Group
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Banks as Dealers
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Net Capital
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Mutual Funds
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Use of Derivatives by Funds
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Mutual Fund Directors
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Fair Value Pricing
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Hedge Funds
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Audit Firms
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SEC Filings
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Risk Management
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Risk Management Controls
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Derivatives Policy Group
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GAO and Governance
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Joint Statement of Regulators
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IOSCO
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Basle Committee
Commodities Regulation
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Background of Commodities Futures Trading
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Differing Regulatory Schemes
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CFTC's Exclusive Jurisdiction
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Jurisdiction Over Commodity Futures Markets
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Treasury Amendment
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Exchange Trading Requirements
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Exempt Transactions
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Cash Forward Exclusions
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Trade Options
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CFTC's Exemptive Authority
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Swap Agreements
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Hybrids
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Alternative Exchange Trade Execution Procedures
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Concept Release on OTC Derivatives
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Noncompetitive Exchange Transactions
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International Regulatory Initiatives
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CEA Reauthorization 2000