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Securities Transfer Guide

The CCH Securities Transfer Guide provides practical guidance on the registration requirements and tax implications of stock transfers, including matters of state law, federal regulation and taxation in federal, state and foreign jurisdictions. Confidently address all the issues that affect your clients by consulting the laws, regulations, cases, rulings and procedures covered in this extensively updated and revised reference guide.

Subscribe today to:

• Receive monthly updates on laws, regulations, and cases affecting the securities transfer industry

• Access the only source for all federal and state securities transfer requirements

• Stay current with estate tax provisions affecting securities transfer

• Use checklists and charts to track constantly changing requirements for transferring stock, including small estates, powers of fiduciaries, age of majority, escheat laws, estate and inheritance tax waiver requirements, and more

• Review expert analysis and the full text of uniform laws governing securities transfers, including local modifications

• Find information on transfer agents, corporations and state tax officials

Features and Benefits
Maintain compliance with all federal and uniform laws

Get the complete picture. For each uniform law, the following information is provided:

Full text of the law, including official comment

State-specific local modifications

Chart of state enactments

Uniform Commercial Code: Articles 1 and 8

Uniform Transfer on Death Security Registration Act (UTOD)

Uniform Custodial Trust Act

Uniform Act for Simplification of Fiduciary Security Transfers

Uniform Transfer to Minors Act (UTMA)

Uniform Securities Ownership by Minors Act

Uniform Gifts to Minors Act (UGMA)

Uniform Act on Disposition of Unclaimed Property

Uniform Unclaimed Property Act (1981 and 1995)

Anticipate local law issues - The Securities Transfer Guide provides the text of state laws concerning the transfer of securities and other intangible property in estates and trusts, allowing research of provisions of all 50 states in one handy reference.

State by state, the Guide explains statutory provisions concerning securities transfer in an easy-to-follow question and answer format, including information on small estates provisions, inheritance tax waivers, powers of fiduciaries, and much more.

Falling behind can be costly to your clients, which is costly to you. The Securities Transfer Guide selects relevant provisions and conveniently organizes them by state, so you can quickly find the information you need. With monthly updates, you can rest assured that the information is always current.

Table Of Contents
Federal/Uniform Laws (Volume 1) All uniform laws provide state-specific local modifications.

• Checklists
:

Securities Transfer Checklist

Stock Transfer Forms

Stock Transfer Taxes

Stock Transfer Tax Requirements Chart

Escheat

Annual Reports of Dividend Payments

Annual Lists of Stockholders

UGMA/UTMA - Securities - Form of Registration

Age of Majority

State Adoption of Uniform Acts Chart

Co-ownership of Personal Property

State Inheritance and Estate Tax Chart

• Securities Transfer Association (STA) Rule Book
• NYSE/AMEX Rules for Delivery
• UTOD (Uniform Transfer on Death Security Registration Act)
• UGMA/UTMA (Uniform Gifts to Minors/Uniform Transfers to Minors Act)
• Uniform Unclaimed Property Act (All three versions)
• Uniform Commercial Code: Articles 1 and 8
• Uniform Custodial Trust Act
• Uniform Securities Ownership by Minors Act
• Uniform Act on Disposition of Unclaimed Property
• Uniform Unclaimed Property Act (1981 and 1995)
• Uniform Act for Simplification of Fiduciary Transfers
• New Developments - cases, policy statements, etc.
• Regulations of the Securities and Exchange Commission (SEC)
• Federal estate tax (selected provisions)
• Federal income tax (selected provisions)

State Provisions (Volume 2)

• Small estates
• Inheritance tax waivers¿forms and requirements
• Powers of guardians, executors, personal representatives, and trustees
• Power of attorney
• Joint tenancy
• Restrictions on transfer
• Transfer of stock held by a bank in receivership/liquidation/dissolution
• Whether stock can be held in the name of a nominee or in a securities depository

(Volume 3)

• Chart - Fiduciaries' Powers of Sale and Distribution
• Chart - Inheritance Tax Waiver Table
• Corporation Directory - Lists all U.S. and Canadian corporations whose stocks are traded on any exchange or are unlisted and widely held; provides name, address, telephone number, state of incorporation, par value of stock, and transfer agent
• Directory of Transfer Agents
• Contact information for state tax officials