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American Stock Exchange Guide
As the official publisher for a dozen exchanges, CCH stands as the authority on issues relating to the complex world of stock exchanges. The
American Stock Exchange Guide continues that long tradition with this comprehensive guide. Subscribe today to:
Receive a full-text version of the
Constitution of the American
Stock Exchange and the Rules
and policies of the Board of Governors
Access the names of all
corporations whose stock issues
have been admitted to trading on the Exchange
Save time with a list of names,
addresses and other information
relating to members and
member organizations of the
Exchange, as well as information
on Officers, Governors and
personnel of the Exchange and
its subsidiary companies
Research other information
including the present rates of
stock exchange transfer taxes,
stocks subject to certificate fees
and lists of U.S. obligations
Benefits
Learn important Rules and policies of the Exchange - The American Stock Exchange Guide is the official publication of the Directory,Constitution, Rules and policies of the Exchange and the American Stock
Exchange Clearing Corporation.
Access important information about stocks and bonds
listed on the Exchange - Stocks and bonds that are listed on the Exchange are included in alphabetical
order by corporation. Each entry shows the company's:
Ticker symbol
Complete name of the corporation
Class and par value of the stock issues listed upon the Exchange
Trading unit
Familiarize yourself with the key personnel involved in
Exchange activity - All officers of the Exchange, as well as its subsidiary companies, the names and
business affiliations of members of the Board of Governors and the names of
other officials connected with the Exchange and its various Boards and Com-mittees
are listed.
Telephone inquiries are arranged in alphabetical order according to subject
matter and provide the names of the persons concerned with the subject along
with their department and telephone extension.
Keep pace with ongoing changes - Subscribers to the Guide also receive monthly updates to stay informed of
the latest changes and developments. The accompanying Report Letter provides
a quick summary and expert insight into changes and trends most impacting the
world of the Exchange.
Table of Contents
Directory
Officers, Governors and Personnel
Members—Regular, Options, Principal and Associate
Member Organizations General and Floor Rules
List of Securities—Commission Rates
Telephone Inquiries
Company Guide
Original Listing Requirements
Original Listing Procedures
Additional Listings—Requirements and Procedures
Disclosure Policies
Dividends and Stock Splits
Accounting; Annual and Quarterly Reports
Shareholders' Meetings, Approval and Voting of Proxies
Transfer Facilities; Certificate Requirements
Treasury Shares; Additional Matters
Suspension and Delisting
Guide to Filing Requirements
Constitution and Rules
Constitution of the Exchange
Rules and Policies of the Board of Governors
General and Floor Rules
Office Rules
Rules of Procedure in Disciplinary Matters
Arbitration Rules
Rules for after-hours Trading Facility
Trading and Option Contracts
Trading of Stock Index and Currency Warrants
Trading of Certain Equity Derivatives
Contracts in Securities
Admission of Members and Member Organizations
Stock Clearing Corporation; By-Laws, Rules and Certificate
of Incorporation
The Options Clearing Corporation; By-Laws and Rules
Custodian Banks
Listing and Delisting
Pertinent data concerning individual bond and stock issues
Names of all corporations, countries and government
agencies whose stocks and bonds have been admitted to
trading on the exchange