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American Stock Exchange Guide
As the official publisher for a dozen exchanges, CCH stands as the
authority on issues relating to the complex world of stock exchanges. The
American Stock Exchange Guide continues that long tradition with this
comprehensive guide. Subscribe today to:
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Receive a full-text version of the Constitution of the American Stock
Exchange and the Rules and policies of the Board of Governors
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Access the names of all corporations whose stock issues have been
admitted to trading on the Exchange
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Save time with a list of names, addresses and other information
relating to members and member organizations of the Exchange, as well
as information on Officers, Governors and personnel of the Exchange
and its subsidiary companies
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Research other information including the present rates of stock
exchange transfer taxes, stocks subject to certificate fees and lists
of U.S. obligations
Features and Benefits
Learn important Rules and policies of the Exchange - The American Stock Exchange Guide is the official publication of the Directory,Constitution, Rules and policies of the Exchange and the American Stock
Exchange Clearing Corporation.
Access important information about stocks and bonds
listed on the Exchange - Stocks and bonds that are listed on the Exchange are included in alphabetical
order by corporation. Each entry shows the company's:
Ticker symbol
Complete name of the corporation
Class and par value of the stock issues listed upon the Exchange
Trading unit
Familiarize yourself with the key personnel involved in
Exchange activity - All officers of the Exchange, as well as its subsidiary companies, the names and
business affiliations of members of the Board of Governors and the names of
other officials connected with the Exchange and its various Boards and Com-mittees
are listed.
Telephone inquiries are arranged in alphabetical order according to subject
matter and provide the names of the persons concerned with the subject along
with their department and telephone extension.
Keep pace with ongoing changes - Subscribers to the Guide also receive monthly updates to stay informed of
the latest changes and developments. The accompanying Report Letter provides
a quick summary and expert insight into changes and trends most impacting the
world of the Exchange.
Table Of Contents
Directory
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Officers, Governors and Personnel
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Members—Regular, Options, Principal and Associate
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Member Organizations General and Floor Rules
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List of Securities—Commission Rates
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Telephone Inquiries
Company Guide
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Original Listing Requirements
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Original Listing Procedures
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Additional Listings—Requirements and Procedures
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Disclosure Policies
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Dividends and Stock Splits
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Accounting; Annual and Quarterly Reports
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Shareholders' Meetings, Approval and Voting of Proxies
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Transfer Facilities; Certificate Requirements
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Treasury Shares; Additional Matters
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Suspension and Delisting
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Guide to Filing Requirements
Constitution and Rules
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Constitution of the Exchange
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Rules and Policies of the Board of Governors
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General and Floor Rules
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Office Rules
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Rules of Procedure in Disciplinary Matters
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Arbitration Rules
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Rules for after-hours Trading Facility
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Trading and Option Contracts
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Trading of Stock Index and Currency Warrants
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Trading of Certain Equity Derivatives
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Contracts in Securities
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Admission of Members and Member Organizations
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Stock Clearing Corporation; By-Laws, Rules and Certificate of
Incorporation
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The Options Clearing Corporation; By-Laws and Rules
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Custodian Banks
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Listing and Delisting
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Pertinent data concerning individual bond and stock issues
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Names of all corporations, countries and government agencies whose
stocks and bonds have been admitted to trading on the exchange