CCH Online Store

American Stock Exchange Guide

As the official publisher for a dozen exchanges, CCH stands as the authority on issues relating to the complex world of stock exchanges. The American Stock Exchange Guide continues that long tradition with this comprehensive guide. Subscribe today to:

  • Receive a full-text version of the Constitution of the American Stock Exchange and the Rules and policies of the Board of Governors
  • Access the names of all corporations whose stock issues have been admitted to trading on the Exchange
  • Save time with a list of names, addresses and other information relating to members and member organizations of the Exchange, as well as information on Officers, Governors and personnel of the Exchange and its subsidiary companies
  • Research other information including the present rates of stock exchange transfer taxes, stocks subject to certificate fees and lists of U.S. obligations
  • Benefits
    Learn important Rules and policies of the Exchange - The American Stock Exchange Guide is the official publication of the Directory,Constitution, Rules and policies of the Exchange and the American Stock Exchange Clearing Corporation.

    Access important information about stocks and bonds listed on the Exchange - Stocks and bonds that are listed on the Exchange are included in alphabetical order by corporation. Each entry shows the company's:

  • Ticker symbol
  • Complete name of the corporation
  • Class and par value of the stock issues listed upon the Exchange
  • Trading unit
  • Familiarize yourself with the key personnel involved in Exchange activity - All officers of the Exchange, as well as its subsidiary companies, the names and business affiliations of members of the Board of Governors and the names of other officials connected with the Exchange and its various Boards and Com-mittees are listed. Telephone inquiries are arranged in alphabetical order according to subject matter and provide the names of the persons concerned with the subject along with their department and telephone extension.

    Keep pace with ongoing changes - Subscribers to the Guide also receive monthly updates to stay informed of the latest changes and developments. The accompanying Report Letter provides a quick summary and expert insight into changes and trends most impacting the world of the Exchange.

    Table of Contents
    Directory

  • Officers, Governors and Personnel
  • Members—Regular, Options, Principal and Associate
  • Member Organizations General and Floor Rules
  • List of Securities—Commission Rates
  • Telephone Inquiries
  • Company Guide

  • Original Listing Requirements
  • Original Listing Procedures
  • Additional Listings—Requirements and Procedures
  • Disclosure Policies
  • Dividends and Stock Splits
  • Accounting; Annual and Quarterly Reports
  • Shareholders' Meetings, Approval and Voting of Proxies
  • Transfer Facilities; Certificate Requirements
  • Treasury Shares; Additional Matters
  • Suspension and Delisting
  • Guide to Filing Requirements
  • Constitution and Rules

  • Constitution of the Exchange
  • Rules and Policies of the Board of Governors
  • General and Floor Rules
  • Office Rules
  • Rules of Procedure in Disciplinary Matters
  • Arbitration Rules
  • Rules for after-hours Trading Facility
  • Trading and Option Contracts
  • Trading of Stock Index and Currency Warrants
  • Trading of Certain Equity Derivatives
  • Contracts in Securities
  • Admission of Members and Member Organizations
  • Stock Clearing Corporation; By-Laws, Rules and Certificate of Incorporation
  • The Options Clearing Corporation; By-Laws and Rules
  • Custodian Banks
  • Listing and Delisting
  • Pertinent data concerning individual bond and stock issues
  • Names of all corporations, countries and government agencies whose stocks and bonds have been admitted to trading on the exchange