CCH Online Store

Blue Sky Data

With new laws and regulations being added and revised on a daily basis, dealing with Blue Sky laws is becoming more and more of a challenge. Spending extra time and effort on researching restrictions or exemptions on stocks at the state level leaves you at risk of losing sales, and failure to keep up puts you in danger of a violation. At last, there is a solution. Blue Sky Data, brought to you by Wolters Kluwer Financial Services, will cut your research time from hours into minutes, improve your accuracy and enable you to regain focus on what is important--your business.

Choose the most complete and current Blue Sky compliance resource available

Few firms can afford to assemble and administer the many cross-over sources of information, analysis and interpretation we use to insure the accuracy of the intelligence we provide. With Blue Sky Data you get a premier Blue Sky compliance solution that covers all the bases.

Enjoy multiple ways to access:

• ;Securities Database--search this complete source for blue sky profiles of securities trading on all U.S. exchanges plus Foreign Equity and Debt Securities.
• ;Search by company name or symbol--retrieve a security’s SEC file number and date by which it’s current, plus administrative orders and provisions, the states in which the security can be offered or sold and specific restrictions that apply in each state.
• ;Blue Sky Manual--a one-stop gateway to the supporting state laws, administrative orders and policy statements that give you the background on why or how a certain stock may be restricted or exempt, or how to comply with sales of that stock in a given state.

• ;Watch Lists--track your preferred securities through a watch list that you create to your specifications. You’ll always know if the registration status changes.
• ;E-mail inquiries--take advantage of direct access to Blue Sky Data analysts via e-mail to substantiate and document any state or regulatory inquiries that may arise from past transactions or to search for a security that you can’t find elsewhere.