Corporate finance is the raising of loans, issuing shares and acquiring or merging with other businesses by public or private companies. The SEC has a number of statutes, rules and regulations in place which monitor these activities. Corporate Finance and the Securities Laws, Fourth Edition, explains the latest changes in the law of corporate finance and provides experts' insights on how to get your transactions done.
Written from a transactional perspective, the comprehensive "must-have" guide analyzes the revised SEC regulations, so you're fully versed in every important aspect of this complex area of the law. You get in-depth information on... The SEC's Securities Offering Reform, including:Corporate Finance and the Securities Laws includes coverage of commercial paper, underwriting practices, mechanics of registration and distribution, international finance corporate restructurings and convertible securities. The authors make sure you have everything you need to handle transactions in which your corporate clients raise funds in the U.S. and international capital markets.
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Table Of Contents
CHAPTER 1 - OVERVIEW OF THE SECURITIES ACT OF 1933 AND THE INTEGRATED DISCLOSURE SYSTEM
CHAPTER 2 - SYNDICATE PROCEDURES AND UNDERWRITING DOCUMENTS
CHAPTER 3 - SELECTED ISSUES IN THE REGISTRATION AND DISTRIBUTION PROCESS
CHAPTER 4 - MANIPULATIVE PRACTICES AND MARKET ACTIVITIES DURING DISTRIBUTIONS
CHAPTER 5 - LIABILITIES AND DUE DILIGENCE
CHAPTER 6 - RULES OF THE SELF-REGULATORY ORGANIZATIONS
CHAPTER 7 - PRIVATE PLACEMENTS
CHAPTER 8 - SHELF REGISTRATION (RULE 415)
CHAPTER 9 - INTERNATIONAL FINANCINGS
CHAPTER 10 - COMMERCIAL PAPER
CHAPTER 11 - INNOVATIVE FINANCING TECHNIQUES
CHAPTER 12 - CONVERTIBLE, EXCHANGEABLE AND “LINKED” SECURITIES; WARRANTS
CHAPTER 13 - TRANSACTIONS WITH SECURITYHOLDERS: STOCK REPURCHASES, DEBT RESTRUCTURINGS AND RIGHTS OFFERINGS
CHAPTER 14 - ASSET-BACKED SECURITIES
INDEX