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Blue Sky Plus

Complete Blue Sky laws and regulations all in one place with finding lists that summarize vast amounts of information in an easy-to-read format to drastically cut down on research time.

Features all materials contained in the Blue Sky Essentials plus 22 quick-answer finding lists including:
  • NASAA Statement of Policy Adoptions
  • Exemptions for Securities
  • Shelf Registration
  • Commodities Regulation
  • Multi-Jurisdictional Disclosure System
  • Exchange Exemptions
  • Investment Advisor Registration Depository (IARD)
  • Small Corporate Offering Registration program and Form U-7
  • Canadian Broker-Dealers
  • Qualified Institutional Buyer and Accredited Investor Exemptions
  • Payment of Fees

    • Benefits and Features
    Drastically cuts down research time for:

  • Securities lawyers researching litigation and preparing filings
  • Accountants researching tax compliance and preparing filings
  • Corporations researching litigation and compliance, as well as preparing filings
  • Libraries as a reference
  • Broker-Dealers keeping abreast of rights and liabilities
  • Underwriters researching compliance rules

    • Table of Contents
    Report Letters
    Blue Sky Laws and Regulations
    Uniform Securities Acts
    NASAA Statements of Policy
    Finding Lists