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American Stock Exchange Rules Archive

The AMEX Rules Archive contains quarterly snapshots of the rules of the American Stock Exchange dating back to October 2000. Using the archive, compliance and legal professionals can refer to the rules of the AMEX as they existed at a time in the past, which will help them investigate events or transactions that are in question.

Benefits and Features

  • Reference rules exactly as they appeared at a given point in time, and read them in context
  • No library of this sort exists anywhere else--in print or online

    Table of Contents
    Below is a sample of content users should expect to find within each quarterly division of this archive. Contents may vary, over the years, as the rules of the Exchange change.

  • Admission of Members and Member Organizations
  • General and Floor Rules
  • Office Rules
  • Arbitration Rules
  • Contracts in Securities
  • Trading of Option Contracts
  • Trading of Certain Equity Derivatives
  • Trading of Stock Index and Currency Warrants
  • Rules for After-Hours Trading Facility
  • Trading of Paired Trust Shares
  • Trading of Partnership Units
  • AEMI Rules
  • Rules of Procedure in Disciplinary Matters
  • American Stock Exchange Sanctions Guidelines
  • AMEX Company Guide