As mutual fund investing continues to play a prominent role in personal and corporate investment planning, a thorough understanding of the state and federal regulatory standards regarding these funds is essential to anyone involved in their formation, operation or management. The CCH Mutual Funds Guide is a unique, all-in-one resource that provides the legal requirements, key contacts and ongoing developments that affect mutual funds and their operations. Subscribe today to:
Features and Benefits
Master crucial federal and state regulatory information - The Guide gathers, analyzes and explains all the key legislation that you'll need when handling mutual fund issues and operations. It provides the full text of laws and regulations and plain language explanations for all these important areas:
Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934 and the Investment Advisers Act of 1940
Regulations issued under the Investment Company Act and Investment Advisers Act, as well as Regulation C under the Securities Act
Securities and Exchange Commission (SEC) releases, rulings and no-action letters
Learn the ins and outs of fund organization - The Guide includes expert interpretation and analysis of the organizational aspects of the Investment Company Act of 1940, giving subscribers the hands on know-how to plan and organize a fund. Included are detailed planning tools and specific instruction on capital structure, portfolio restrictions and more.
Familiarize yourself with rules for special insurance-related and retirement plans - Within the Guide a variety of investment plans involving mutual fund shares are covered, including insurance premium funding, annuities, bank plans, pension and profit-sharing plans and self-employed retirement plans. This special section puts valuable information used by sales personnel, insurance companies and banks in one, easy-to-use location.
Stay on top of all the latest regulatory developments - All subscriptions come with monthly updates providing summaries of new developments, recent court decisions and the latest administrative rulings to keep subscribers current with the most accurate information available.
Table Of Contents
Volume 1:
Volume 2: